Regulatory Manager- Mutual Funds jobs - Illinois

Posted	Job Title	Company	Location
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Mar 09	Mutual Fund Attorney	Michael Page International	Chicago, IL
Mar 09	the preparation of investment company regulatory filings and shareholder ... fund organization (adviser or otherwise), a mutual fund administrator (custodian,... more
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May 25	Chief Compliance Officer	INVESCO	America, IL
May 25	legislation * Monitor activities in the Funds for adherence to regulatory and ... Mutual Fund Dealer and Investment Fund Manager registration categories *... more
May 25	VP Compliance	Guggenheim Investments	Lisle, IL
May 25	Board materials for proprietary mutual funds. * Coordinates and oversees required ... with the risks and benefits of mutual funds, ETFs and separately managed account... more
May 23	Premier Relationship Manager	HSBC Holdings	America, IL
May 23	and system controls in accordance with HSBC regulatory standards and government ... Funds in Canada Course; Canadian Investment Funds Course; or Canadian Securities Course... more
May 21	Institutional Investments Specialist	Bank of America	Chicago, IL
May 21	supporting separately managed account and mutual fund portfolios; alternatives, SPS, ... and maintain strict compliance with regulatory items; exhibit comprehensive... more
May 20	Business Manager - DWS	Bank of the West	Chicago, IL
May 20	Our product offering includes mutual funds, structured products, separate accounts ... As a Business Manager in Asset Management you should: Job requirements: Business Manager -... more
May 16	Branch Manager	HSBC Holdings	America, IL
May 16	and system controls in accordance with HSBC regulatory standards and government ... Funds in Canada Course; Canadian Investment Funds Course; or Canadian Securities Course;... more
May 16	Business Systems Project Manager	Lincoln Financial Group	Rolling Meadows, IL
May 16	is looking for a Business Systems Project Manager to join the team in one of the ... Access, & Outlook). * Successfully completes regulatory and job training requirements. *... more
May 09	Manager of IT Business Analysis - Center of Excellence	Lincoln Financial Group	Chicago, IL
May 09	Excellence. The Job Responsibilities of the Manager of IT Business Analysis--Center of ... & Outlook) Successfully completes regulatory and job training requirements... more
May 09	Operations and Correspondence Manager	Harbor Capital Advisors	Chicago, IL
May 09	& Correspondence Manager Manager:Group Manager Department:Harbor Services Group ... HSG clients. Fluent in all aspects of mutual funds processing and telephone service... more
Apr 28	Associate General Counsel, Asset Management	UBS	Chicago, IL
Apr 28	accounts, mutual funds, collective trust funds and offshore funds; Negotiate ... of new products, primarily unregistered funds; Supervise and assist attorneys with... more
Apr 26	Mutual Fund Services Administrator	Harris Associates	Chicago, IL
Apr 26	materials generated by the Mutual Funds Services Group. Responsible for ... Ensure that website postings related to the Mutual Funds Services Group are accurate and... more
Apr 24	Advisory Services Manager - Financial Services Office - Performance Improvement - Wealth Management	Ernst & Young	Chicago, IL
Apr 24	UITs, managed accounts (SMAs, UMAs,) mutual funds, etc. * Client segmentation strategy ... roadmaps and/or operating models * Regulatory, compliance and risk management... more
Apr 06	Advisory Services Manager - Financial Services Office - Performance Improvement - Asset Management	Ernst & Young	Chicago, IL
Apr 06	of the following focus areas: * Mutual funds, institutional separately managed ... exchange traded funds (ETFs) * Hedge funds, private equity, real estate and asset... more
Mar 08	Head of Fund Accounting, North America	Northern Trust	Illinois
Mar 08	mutual funds, trust funds, offshore funds, partnerships, hedge funds, private ... particularly in the area of US registered mutual funds. Experienced in managing large... more
Mar 06	Regional Enrollment Manager	Lincoln Financial Group	Chicago, IL
Mar 06	The Manager will manage the Benefit Counselors in his/her region by developing and executi ... general enrollment training initiatives on regulatory & compliance * Oversee and... more
Feb 27	Director, Institutional Asset Management Business Development Intermediary Channel - Central Region	Tiaa-cref	Chicago, IL
Feb 27	TIAA-CREF products and services (retirement, mutual fund, insurance, etc.), and capital ... Understands operational procedures/processes, and balances regulatory and commercially acc... more
Feb 16	Fixed Income Portfolio Manager	Westamerica Bank	Campus, IL
Feb 16	the Central Valley. Our investment portfolio manager is retiring and we're seeking a ... investment policy, as well as all applicable regulatory requirements. * Determine the... more
Oct 16	Financial Adviser - Wealth Management	ING Financial Partners	Chicago, IL
Oct 16	life insurance, retirement plans, mutual funds, managed accounts, alternative ... virtually every category - including mutual funds, stocks, CDs, IRAs, insurance,... more
Apr 08	Mutual Fund Analyst	Morningstar	Chicago, IL
Apr 08	including mutual funds, exchange-traded funds, closed-end funds, and alternatives. ... Responsibilities + Develop clear opinions on mutual funds based on research that goes... more

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Regulatory Manager- Mutual Funds jobs - Illinois

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